Shareholder Information
Shareholder Information
Shares in issue
As at 29 June 2021, the total number of shares in issue is 74,183,038.
Other than shares held by Harwood, Continental, Lombard and Jay LeCoque which are subject to an orderly market agreement until 29 October 2021, there are no other restrictions on the transfer of ordinary shares.
Shares not in public hands
Insofar as it is aware, as at 29 June 2021, 76.7% of the Company’s securities was not in public hands. This is defined as beneficial holdings of shares held by shareholders holding above 10% and the Directors holdings.
Significant Shareholdings
Last updated: 29/06/21
| Shareholder | Number | Ordinary Shares % |
|---|---|---|
| Harwood* | 21,625,197 | 29.2 |
| Continental** | 16,856,420 | 22.7 |
| Lombard*** | 15,884,478 | 21.4 |
| Killick & Co LLP | 2,246,403 | 3.0 |
| Jay LeCoque | 2,202,497 | 3.0 |
Last updated: 29/06/21
* Held by the Harwood Funds and NASCIT
** Held by the Continental Funds
*** Held by the Lombard Funds
Director Shareholdings
| Director | Number | Ordinary Shares % |
|---|---|---|
| Christopher Mills*, Non-Executive Director | 21,625,197 | 29.2 |
| Marco Fumagalli**, Non-Executive Director | 17,010,740 | 22.9 |
| Jay LeCoque, Executive Chairman | 2,202,497 | 3.0 |
| Simon Constantine, Non-Executive Director | 123,456 | 0.2 |
| Tony Ratcliffe, Chief Financial Officer | 30,864 | 0.0 |
| Sir Ian Carruthers, Non-Executive Director | – | – |
Last updated: 29/06/21
* The Harwood Funds and NASCIT are associated with Christopher Mills, a Non-Executive Director, as Christopher (i) is a director and the sole shareholder of Harwood Capital Management Limited, which is the designated corporate member and the controller of Harwood Capital; and (ii) is a director and the CEO of NASCIT and is NASCIT’s largest shareholder, being interested in approximately 25.06 per cent. of its issued ordinary share capital.
** The Continental Funds are associated with Marco Fumagalli, a Non-Executive Director, as Marco (i) is Founding Partner of Continental; and (ii) owns 60% of the issued share capital of Protea. Marco also owns 154,320 Ordinary Shares personally.
